This post is the final installment of our multi-part series on CFTC Regulation §1.44, as proposed by the U.S. Commodity Futures Trading Commission (the “CFTC”) on February 20, 2024 (the “Proposed Rule ...

The CFTC is amending regulations regarding large trader reporting (“LTR”) for certain positions in futures and options.[7] These rules were first adopted in 1923[8] and were designed to give the CFTC ...

This is the second of a multi-part series on a February 20 rule proposal by the U.S. Commodity Futures Trading Commission (“CFTC”) to: (1) require every futures commission merchant (“FCM”) to ensure ...

The energy industry has been keeping a watchful eye on the development of CFTC regulations that implement the Dodd-Frank Wall Street Reform and Consumer Protection Act, as its regulations regarding ...

Caroline Pham, a commissioner at the Commodity Futures Trading Commission, said compliance officers have a lot to worry about if they or their firms are subject to CFTC enforcement. She also said they ...

Units of Citigroup Inc. and UBS AG were among several firms that agreed to pay a total of $8.3 million to settle US Commodity Futures Trading Commission claims over compliance-related violations ...