Your risk and compliance functions are probably costing you more than they should. Not just in budget, but in drag. When your functions are siloed, they create redundant work, blind spots and a bad ...

Everyone with an alarm business knows that there are compliance issues to deal with, and most even know exactly what is required to stay legal; however, few security ...

As every compliance practitioner is well aware, even in 2023, third parties still present the highest risk under the FCPA. The 2023 ECCP devotes an entire prong to third-party management. It begins ...

RIAs are subject to stringent compliance policies and procedures – fiduciary obligations, disclosure rules, and exams and inspections, to name a few. Often, meeting these requirements eats into the ...

Sprinto, a security compliance and risk platform, has raised a $20 million Series B round to build more automation into its compliance management platform and widen its customer base to include the ...

This content is provided by an external author without editing by Finextra. It expresses the views and opinions of the author. The QUMAS Compliance Closed-Loop Process highlights all of the core ...

Rashmi Bharathan improves audit compliance through standardised configuration management and ServiceNow automation, achieving ...

With the EU RoHS deadline well behind us, most companies have implemented some kind of environmental compliance management program by now. The question nowadays is not how to be environmentally ...

The Consumer Financial Protection Bureau (CFPB) Exam Guide has created a need for mortgage companies, regardless of size, to provide compliance training for all of their staff. When evaluating ...