Internal investigations, if conducted effectively, can serve a range of important functions for companies responding to concerns about fraud, misconduct, or regulatory compliance issues. Beyond the ...

Privilege is critical to managing legal and regulatory risk in internal investigations in the financial services industry and must be actively protected. Financial institutions should involve counsel ...

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“I think the worst situation—we've all been there—is when something comes to your attention ... and you realize an investigation should have happened a long time ago," said Jennifer McGlinn, general ...

The purpose of this policy and procedures is to outline the general process of the Human Resources Labor and Employee Relations Unit (“Labor and Employee Relations”) when conducting investigations.