It does a good job of consolidating fragmented statutory regimes, but it is not a transformative market-design statute ...

Rule 144A and Regulation D offer exemptions from federal securities registration requirements under the Securities Act of 1933. However, they apply to different situations, and overseas companies must ...

Integrated Solutions publishes new report calling for a modernised, more efficient US securities regulatory framework.

Tomorrow (May 6, 2025), the Securities and Exchange Commission (SEC), Small Business Capital Formation Advisory Committee (SBCFAC) will meet to discuss the Regulation A, or Reg A+, securities ...

Our Securities Litigation and White Collar, Government & Internal Investigations Teams outline how Congress’s market structure proposals and the Securities and Exchange Commission’s (SEC) emerging ...

On Friday, Oct. 25, the Center for Business Law co-hosted the Ohio Securities Conference with The Ohio Department of Commerce Division of Securities. This is the fifty-first year of the annual event ...

In a decision that could expand the legal toolkit for securities regulators, a New Jersey appeals court has ruled that the state can seek both restitution and disgorgement in the same enforcement ...

Despite a decrease in exposure, the average settlement reached in a securities fraud case in the second half of the year was ...

In Longair v. Akumin Inc., 2024 ONSC 3675, the court dismissed outright arguments that a proposed class action should be ...